Hadrius is a comprehensive compliance software platform that leverages artificial intelligence to automate SEC and FINRA regulatory requirements.
Our Communications module provides WORM and 17a-4 compliant archiving with AI-powered surveillance that reduces false positives by 90-95% compared to traditional lexicon-based systems. Our technology analyzes context and intent, not just keywords, dramatically improving review efficiency.
The Marketing Review module automatically evaluates materials against the SEC marketing rule and FINRA 2210, identifying issues like promissory language, unsubstantiated claims, and performance presentation violations before they reach clients.
Our Employee Oversight module streamlines trade surveillance, attestations, and disclosures, automatically flagging potential conflicts and code of ethics violations while simplifying the certification process.
The Firm Oversight module automates books and records reviews pursuant to Rule 206(4)-7, ensuring billing accuracy, custody compliance, proxy voting adherence, and suitability requirements are continuously monitored.
By automating these traditionally manual processes, Hadrius enables compliance teams to focus on strategic risk management rather than tedious reviews, creating more robust compliance programs while reducing operational burden.