Greenboard is an innovative SEC and FINRA compliance operating system founded in 2023 that revolutionizes how financial firms manage their regulatory obligations. Backed by top venture firms, Greenboard has quickly established itself as a leading solution for wealth managers, private funds, hedge funds, and broker-dealers, currently helping protect over $150 billion in assets.
At its core, Greenboard automates clerical compliance work by bringing compliance-relevant data together in a unified platform. This comprehensive approach allows firms to replace or augment most legacy compliance tooling with a single, intelligent system. What sets Greenboard apart is its dual user experience: an admin view providing a modular command center for configuration and execution, alongside an employee view featuring a lightweight, task-oriented interface that drives engagement and efficiency.
Greenboard's AI-powered automation delivers immediate value with task-specific solutions while building toward program-level automation. Key functionalities include AI-assisted marketing review with customizable flagging rules, streamlined Know Your Employee (KYE) and Code of Ethics compliance with API-based brokerage connections, intelligent content archiving, customizable task management workflows, AI-powered vendor reviews, and robust pre-clearance request systems.
By implementing Greenboard, organizations typically reduce time spent on clerical tasks by up to 80% while targeting a 3x reduction in regulatory issues and fines. The platform is designed to be fully customizable to specific compliance program requirements, ensuring each client can tailor the system to their unique needs while benefiting from Greenboard's future-proof autonomy roadmap that delivers cutting-edge compliance technology.