In May 2026, the Delaware Court of Chancery shifted the burden of proof against WWE executives who let Signal auto-delete messages after a litigation hold. No securities rule was involved. Here's why unregulated companies carry the same message-archiving risk under a different name.
A routine FINRA cycle exam found 10,000 unretained WeChat messages at Velox Clearing, and compliance had flagged the channel internally without acting. Here's what examiners request now that the sweep era is over.
FCA rule COCON 1.1.7FR takes effect September 1, 2026, extending conduct rules in non-banking firms to cover work-related bullying, harassment, and violence — here's what PS25/23 requires, what it doesn't, and how the pattern compares to FINRA's current recordkeeping enforcement focus.
